ETF SOLUTIONS

AT SOUND CAPITAL, WE HELP YOU DETERMINE THE 'RIGHT LABEL' FOR YOUR FIRM.

WE PROVIDE CLIENTS WITH A TAILORED SOLUTION TO COMPREHENSIVELY IMPLEMENT A SUCCESSFUL AND SUSTAINABLE OPERATIONAL MODEL.

Launch your ETF

You become the Adviser to your fund[s] with Sound’s consultation. We have the expertise and experience to help guide you pre and post launch. With Sound as your Solutions Provider, your firm will successfully fulfill all the roles and responsibilities of an ETF Adviser. We complement the capabilities of our partners by providing all the resources necessary to serve as Adviser while we work in the background to support all operations of the fund and its service providers.

Sound can act as your Adviser and guide you in the role of ETF ‘Sponsor’. Your brand, your strategies, your fund[s] – with Sound fulfilling all the Advisory service requirements for any listed ETF. Your firm can act as Sub Adviser with Sound’s guidance, or we can provide a Trading Sub Adviser to handle trades based on the requirements set forth in your strategy. As Sponsor, you control all sales and marketing initiatives – assuring the industry knows the fund is yours, not Sound’s.

WHITE LABEL

SOLUTIONS PROVIDER

Adviser: Your Firm or Sound Capital Solutions

Sub-Adviser (Portfolio Manager): Your firm or a third-party trading sub adviser

Trust: use an existing shared trust or Sound can help you launch and run your own trust

Service Providers: administration, accounting, custody, TA, statutory distributor secured via existing, in place Sound relationships

Capital Markets: exchanges, market makers, authorized participants secured via existing, in place Sound relationships

Sales and Marketing: Sound can help you create and implement your own unique sales and marketing strategy

ROLES & RESPONSIBILITIES