ETF OPEN HOUSE

Available Topics

• Costs, requirements, and steps related to launching an ETF
• Hiring a White Label vs. acting as your own adviser
• ETF portfolio management: in-house vs. utilizing a trading sub adviser
• The ETF creation/redemption mechanism: standard and custom
• Asset raising, distribution, and product due diligence
• Mutual Fund to ETF re-organizations
• SMA to ETF 351 exchanges
• Multiple Share Classes
• Active vs. passive funds
• Levered and inverse ETFs
• Derivatives including futures, options, and swaps
• Rule 6c-11
• Transparent, non-transparent, or semi-transparent funds
• 1940 Act ETF Trusts: series trusts and stand alone
• ETF Custodians and Administrators
• Best practices for buying and selling ETF shares
• Lead Market Makers and Authorized Participants
• Exchange listing

Who Should Attend

Financial advisors seeking to enhance their client offerings.

Asset managers looking to simplify or expand their business.

Anyone Interested in education and expert opinions on the ETF landscape.

Complete the form to the left to register now – we look forward to seeing you there!