Managing Director, Legal
Nick is an accomplished Senior Executive and Legal Professional with more than 25 years of success spanning financial services, investments, banking, and fintech. His broad areas of expertise include corporate governance, regulatory compliance, litigation, asset and investment management, business development, strategy, and securities law.
Throughout his executive career, he has held leadership positions with Van Kampen Investments, M1 Holdings, Destra Capital Management, Claymore Group, and Nuveen Investments.
Nick holds a JD from the Illinois Institute of Technology and a Bachelor’s in Economics & Political Science from the University of Illinois at Urbana-Champaign.
Mike is an accomplished Senior Executive with more than 25 years in business development, relationship management, sales and marketing, and futures and equity trading.
Throughout his executive career, he has held positions with US Bank Global Fund Services, Zacks Investment Management, Claymore ETFs [now part of Invesco], Jane Street Capital, and as an independent futures trader on the floor of the Chicago Mercantile Exchange and Chicago Board of Trade. He also serves as Chairman and Trustee of ETF Series Solutions, a 1940 Act ETF trust.
Mike holds a Bachelor’s Degree in Business Management from Illinois State University.
Managing Director, Investment Manager Solutions M.Castino@soundcapitalsolutions.com
Dom has investment sales and consulting experience during his time working with Private Wealth Advisory practices at Nuveen Investments. His team’s approach to portfolio construction has focused on risk analysis resulting in timely allocation solutions.
He is a CFA Charterholder, CAIA Charterholder, and earned a bachelor's degree in Finance from Indiana University.
Director of Investments
Director of Financial Reporting
Emmett began his career as an auditor with Deloitte primarily serving in Chicago’s insurance industry but also within the fintech, retail and construction spaces. He has since been working at Sound helping to launch and advise various financial products. His specific areas of expertise include financial reporting, accounting & financial modeling.
He holds bachelor’s degrees in both Finance & Accounting from Indiana University, is a licensed CPA in the State of Illinois, and FINRA licensed Financial and Operations Principal.
Managing Director, Distribution
Mark McGannon is an accomplished Senior Executive and Marketing and Sales Professional with more than 30 years of success spanning financial services, investments and insurance. Mark's broad areas of expertise include marketing, distribution, regulatory compliance, asset and investment management, business development and strategy.
Throughout his executive career, he has held leadership positions with Janus Henderson Investors U.S., American Express Financial Advisors, Nuveen Investments, and Van Kampen Investments.
Mark McGannon holds a Bachelor's Degree in Finance from the University of Illinois at Urbana-Champaign